How chips are made: wafer fabrication
Lithography, etch, implant, deposition and CMP, repeated hundreds of times.
Day 2 · 55 min
After this lesson
- You can walk through the unit processes of a fab in order and say what each does.
- You can explain DUV vs EUV lithography and FEOL vs BEOL.
- You can estimate dies per wafer and yield from defect density.
From sand to a finished wafer
Every chip is made from the same handful of unit processes: oxidation, deposition, lithography, etch, implantation, planarization and metallization. A fab strings them into a loop that runs hundreds of times on a 300 mm disc of silicon. Learn the loop and any process flow becomes readable.
From quartz to a 300 mm wafer
It starts with quartz sand (SiO₂), reduced with carbon in an arc furnace to metallurgical-grade silicon of about 98-99% purity. The Siemens process turns that into trichlorosilane, distills it, and deposits it back as electronic-grade polysilicon at 9 to 11 nines (99.9999999% or better). In Czochralski (CZ) growth the polysilicon is melted in a quartz crucible at about 1,420 °C (silicon melts at 1,414 °C), a seed crystal is dipped in and pulled upward while rotating, and the melt freezes onto it as a single crystal. A 300 mm ingot is 1-2 m long and weighs up to a few hundred kilograms; boron or phosphorus added to the melt sets its doping. Wire saws slice it into wafers 775 µm thick, which are lapped, etched and polished flat to a few nanometres. Five companies (Shin-Etsu, SUMCO, GlobalWafers, Siltronic and SK Siltron) make most of the world’s wafers.
The cleanroom
One 0.1 µm particle on a critical layer can kill a die. Ordinary room air carries about 35 million particles of 0.5 µm or larger per cubic metre; the air around exposed wafers inside a modern tool meets ISO Class 1-3, at most 1,000 particles of 0.1 µm or larger per cubic metre. Wafers travel 25 at a time in sealed FOUPs (front-opening unified pods) carried by overhead robots, so people rarely touch them. Lithography bays use yellow light because resist reacts to blue and ultraviolet, and rinses use ultrapure water at 18.2 MΩ·cm.
The unit processes
- Oxidation. Heating silicon to 800-1,200 °C in oxygen or steam grows SiO₂. At 1,000 °C, dry oxygen grows about 50 nm in an hour and steam about 380 nm. Roughly 44% of the oxide’s thickness comes from consumed silicon.
- Deposition. CVD reacts gases on the surface to build oxide, nitride or polysilicon. PVD (sputtering) knocks metal atoms off a target for barriers and seed layers. ALD builds a film one self-limiting layer at a time, about 0.1 nm per cycle, which is how the 1-2 nm hafnium-oxide gate dielectric is made.
- Photolithography. Spin on resist, expose it through a reticle imaged at 4× reduction, and develop it. Resolution is about k₁·λ/NA. DUV immersion scanners use 193 nm ArF laser light with water under the lens (NA 1.35) and print about 38 nm half-pitch per exposure; tighter pitches need multiple patterning. EUV uses 13.5 nm light from tin droplets hit by a CO₂ laser 50,000 times a second, reflected by mirrors in vacuum, and prints about 13 nm half-pitch. ASML is the only EUV supplier, at about $200 million per scanner (about $380 million for High-NA).
- Etch. Wet etching in liquids such as hydrofluoric acid is selective but isotropic, so it undercuts the mask. Plasma (dry) etching uses ions and radicals to cut straight down, making vertical trenches, contacts and the 3D NAND holes that are more than 50 times deeper than they are wide.
- Ion implantation. Boron, phosphorus or arsenic ions are fired in at keV to MeV energies, with doses from 10¹¹ to 10¹⁶ per cm². Energy sets depth; dose sets doping. An anneal, a one-second spike near 1,000-1,050 °C or a millisecond laser flash, repairs the lattice and activates the dopant.
- CMP. Chemical mechanical planarization presses the wafer onto a rotating pad with abrasive slurry and flattens it to nanometres, because an exposure stays in focus over only about 100 nm of height.
- Metallization. Since IBM introduced copper wiring in 1997, logic chips use the damascene process: etch trenches and vias in a low-k dielectric, line them with a few nanometres of TaN/Ta, electroplate copper and polish off the excess. Copper cannot be plasma-etched cleanly, so it is inlaid. A modern chip has 10-15 or more metal layers, from 20-40 nm pitch at the bottom to micrometre-thick power layers at the top.
FEOL, BEOL and the loop
The front end of line (FEOL) builds transistors in the silicon: trench isolation, wells, the gate stack, spacers, source and drain, and silicide. The middle of line adds tungsten or cobalt contacts, and the back end of line (BEOL) stacks the copper wiring. The split is set by temperature: once copper and fragile low-k dielectric are on the wafer, everything must stay below about 400 °C, so all hot steps happen first. Patterning one layer is a loop: deposit or grow a film, coat, expose, develop, etch or implant, strip, clean and inspect. A leading-edge flow repeats it for 60 or more mask layers, about 1,000 steps, and a wafer spends roughly three months in the fab.
Yield and cost
Fabs track defect density D₀, the number of killer defects per cm². The simplest yield model is Poisson: Y = e−A·D₀ for die area A. A mature process runs at roughly 0.05-0.1 defects per cm², so a 1 cm² die yields about 90%, but a 6 cm² GPU-class die at the same D₀ yields only 55%. That exponential penalty is why big chips carry spare memory rows and why the industry is moving to chiplets. Inspection tools from KLA and Applied Materials scan wafers after critical steps, and yield engineers match wafer-map signatures to the tool that caused them. None of it is cheap: a leading-edge fab costs more than $20 billion, and TSMC has committed $165 billion to its Arizona site.
Interactive: run one patterning loop
Patterning loop on a wafer cross-section
Step through one full loop: oxidize, coat, expose, develop, etch, strip, implant and metallize. Auto-play cycles through all nine steps.
Bare wafer
A 300 mm p-type wafer, 775 µm thick, boron-doped to about 10 Ω·cm and polished flat to a few nanometres. Only the top few micrometres will ever hold transistors.
Tool: Wafer makers: Shin-Etsu, SUMCO, GlobalWafers, Siltronic, SK Siltron
In practice
Practice
Dies per wafer and yield for a 100 mm² die
Your 10 mm × 10 mm (100 mm²) die runs on 300 mm wafers with a 3 mm edge exclusion. The process sits at D₀ = 0.1 defects/cm². Estimate (1) dies per wafer, (2) Poisson yield, (3) good dies per wafer. Then repeat for a 600 mm² GPU-class die.
Dies per wafer: DPW ≈ π·(d/2)²/S − π·d/√(2·S)
full 300 mm: π·150²/100 − π·300/√200 = 706.9 − 66.6 ≈ 640
d = 294 mm: π·147²/100 − π·294/√200 = 678.9 − 65.3 ≈ 614 → about 600
Yield (Poisson): A = 100 mm² = 1.0 cm²
Y = exp(−A·D0) = exp(−1.0 × 0.1) = 0.905 → about 90%
Good dies ≈ 614 × 0.905 ≈ 555 per wafer
Same wafer, 600 mm² die (A = 6 cm²):
DPW ≈ π·147²/600 − π·294/√1200 = 113.1 − 26.7 ≈ 86
Y = exp(−0.6) = 0.55
Good dies ≈ 86 × 0.55 ≈ 47 (6× the area, but 12× fewer good dies)The second term of the dies-per-wafer formula counts partial dies lost around the edge. Real planners also subtract scribe lanes (50-100 µm wide) and test-structure sites, but the estimate is usually within a few percent.
Real-world scenario
Real-world scenario
Yield drops after a CMP pad change
A 300 mm fab runs a 28 nm process at a steady 92% sort yield on a 1 cm² automotive microcontroller. On Monday the copper CMP tool that polishes metal 2 gets its scheduled pad replacement. By Thursday, sort yield on lots that went through that tool has fallen to 81%, and the yield engineer on call is asked to find out why before more wafers are scrapped.
Symptoms
- Sort yield on affected lots falls from 92% to 81%, while lots polished on the sister CMP tool stay at 92%.
- Wafer maps show failing dies in long arcs and lines that cross die boundaries instead of random single dies.
- Electrical failures are metal-2 shorts and opens, and inline brightfield inspection after M2 CMP shows defect counts up 4×, classified as scratches.
Interview questions
screenWalk me through the steps used to pattern one layer.
screenWhat is the difference between DUV immersion and EUV lithography?
screenWhat do FEOL and BEOL mean, and why does the split matter?
deepYield on a large die is poor. How would you estimate it and what could you change?
deepWhy does an advanced process need CMP, and what can go wrong with it?
Quiz
References and further reading
Where the ideas in this lesson come from, and what to read next. Books are the standard texts; papers are the original sources; standards are what employers work to.
- Book
James D. Plummer, Michael D. Deal and Peter B. Griffin (2000). Silicon VLSI Technology: Fundamentals, Practice and Modeling. Prentice Hall.
Read: One chapter per unit process: oxidation, lithography, etch, implant, deposition.
- Book
Stephen A. Campbell (2013). Fabrication Engineering at the Micro- and Nanoscale. Oxford University Press, 4th edition.
Read: The lithography and etch chapters, which are more practical.
- Paperfree online
Read: Four pages; notice it is about cost per component, not speed.